EX-99.1 2 ea023908601ex99-1_alterity.htm APPLICATION FOR QUOTATION OF SECURITIES - ATH

Exhibit 99.1

 

Appendix 2A - Application for quotation of securities

 

Announcement Summary

 

 

 

Entity name

 

ALTERITY THERAPEUTICS LIMITED

 

Announcement Type

 

New announcement

 

Date of this announcement

 

Tuesday April 22, 2025

 

The +securities to be quoted are:

 

Other

 

Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the circumstances of the issue.

 

  New class of options as announced in Appendix 3Bs dated 10/02/2025 and 24/02/2025.  

 

Total number of +securities to be quoted

 

  ASX +security
code
Security description Number of +securities to
be quoted
Issue date
 

New class - code to be confirmed

Options with exercise price of $0.028, expiring 26 February 2027 1,222,300,911 23/04/2025

Refer to next page for full details of the announcement

 

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Appendix 2A - Application for quotation of securities

 

Part 1 - Entity and announcement details

 

 

 

1.1 Name of entity

 

ALTERITY THERAPEUTICS LIMITED

 

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

 

  1.2 Registered number typeRegistration number
     
  ABN

37080699065

 

1.3 ASX issuer code

 

ATH

 

1.4 The announcement is

 

New announcement

 

1.5 Date of this announcement

 

22/4/2025

 

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Appendix 2A - Application for quotation of securities

 

Part 2 - Type of Issue

 

 

 

2.1 The +securities to be quoted are:

 

Other

 

Please refer to the response to Q2.3d for further information about the type of securities to be quoted and the circumstances of the issue.

 

2.2 The +class of +securities to be quoted is:

 

New +securities in a class that is not yet quoted on ASX (“new class”)

 

2.3c Have these +securities been offered under a +disclosure document or +PDS?

 

Yes

 

2.3c.1 Date of +disclosure document or +PDS?

 

17/4/2025

 

2.3d Please provide any further information needed to understand the circumstances in which you are applying to have these +securities quoted on ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B

 

  New class of options as announced in Appendix 3Bs dated 10/02/2025 and 24/02/2025.  

 

 

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Appendix 2A - Application for quotation of securities

 

Part 3C - number and type of +securities to be quoted (new class) where issue has not previously been notified to ASX in an Appendix 3B

 

 

 

New +securities

 

  ASX +security code   +Security description
       
  New class - code to be confirmed   Options with exercise price of $0.028, expiring 26 February 2027
       
  +Security type   ISIN code
       
  Options    

 

Issue date

 

23/4/2025  

 

Will all the +securities issued in this class rank equally in all respects from the issue date?

 

Yes

 

Options Details

 

 

 

  +Security currency Exercise price Expiry date
       
  AUD - Australian Dollar AUD 0.02800000 26/2/2027

 

Details of the type of +security that will be issued if an option is exercised

 

ATH : ORDINARY FULLY PAID

 

Number of +securities that will be issued if an option is exercised

 

  1,222,300,911  

 

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities to be quoted or provide the information by separate announcement.

 

 

Provided in Options Prospectus announcement on 17 April 2025.

 

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Appendix 2A - Application for quotation of securities

 

Issue details

 

 

 

Number of +securities to be quoted

 

1,222,300,911

 

Are the +securities being issued for a cash consideration?

 

No

 

Please describe the consideration being provided for the +securities

 

  Nil consideration.

 

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

 

0.000001

 

Any other information the entity wishes to provide about the +securities to be quoted

 

       

 

The purpose(s) for which the entity is issuing the securities

 

To raise additional working capital

 

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Appendix 2A - Application for quotation of securities

 

Part 4 - Issued capital following quotation

 

 

 

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

 

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity’s current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the+securities subject of this application)

 

ASX +security code and description   Total number of +securities on issue  
ATH : ORDINARY FULLY PAID     9,127,370,686  
         
ATHO : OPTION EXPIRING 31-AUG-2026     932,611,269  
         
New class - code to be confirmed : Options with exercise price of $0.028, expiring 26 February 2027     1,222,300,911  

 

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

 

ASX +security code and description 

Total number of

+securities on issue

 
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375   14,250,000 
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238   11,900,000 
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09   35,000,000 
ATHAAK : OPTION EXPIRING 30-DEC-2027 EX $0.01   170,000,000 
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105   8,000,000 
ATHAB : OPTION EXPIRING 13-MAR-2029 EX US$0.0031   62,500,000 
ATHAA : OPTION EXPIRING 13-MAR-2029 EX $0.004   20,166,667 
ATHAC : OPTION EXPIRING 21-MAR-2029 EX US$0.003   120,000,000 
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032   91,392,720 

 

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Appendix 2A - Application for quotation of securities

 

Part 5 - Other Listing Rule requirements

 

 

 

5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1?

 

No

 

5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under listing rule 7.1?

 

Yes

 

5.2a Date of meeting or proposed meeting to approve the issue under listing rule 7.1

 

31/3/2025

 

 

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