EX-99.1 2 ea024812301ex99-1_alterity.htm NOTIFICATION REGARDING UNQUOTED SECURITIES - ATH

Exhibit 99.1

 

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

Announcement Summary

 

 

 

Entity name

 

ALTERITY THERAPEUTICS LIMITED

 

Date of this announcement

 

Thursday July 03, 2025

 

The +securities the subject of this notification are:

 

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

 

Total number of +securities to be issued/transferred

 

ASX +security
code

 

Security description

 

Total number of
+securities to be
issued/transferred

 

Issue date

             
New class - code to be confirmed  

Unlisted options expiring 01 July 2030 ex $0.01

 

15,000,000

 

03/07/2025

 

Refer to next page for full details of the announcement

 

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

Part 1 - Entity and announcement details

 

 

 

1.1 Name of entity

 

ALTERITY THERAPEUTICS LIMITED

 

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

 

  1.2 Registered number typeRegistration number
     
  ABN

37080699065

 

1.3 ASX issuer code

 

ATH

 

1.4 The announcement is

 

New announcement

 

1.5 Date of this announcement

 

3/7/2025

 

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

Part 2 - Issue details

 

 

 

2.1 The +securities the subject of this notification are:

 

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

 

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

 

does not have an existing ASX security code (“new class”)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

Part 3C - number and type of +securities the subject of this notification (new class)

 

 

 

  ASX +security code   +Security description
  New class - code to be confirmed   Unlisted options expiring 01 July 2030 ex $0.01
       
  +Security type   ISIN code
  Options    

 

Date the +securities the subject of this notification were issued

 

3/7/2025

 

Will all the +securities issued in this class rank equally in all respects from their issue date?

 

Yes

 

Were any of the +securities issued to +key management personnel (KMP) or an +associate?

 

No

 

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?

 

No

 

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

 

     

 

Options Details

 

  +Security currency   Exercise price   Expiry date
           
  AUD - Australian Dollar   AUD 0.01000000   1/7/2030

 

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

 

ATH : ORDINARY FULLY PAID

 

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

 

 https://app.sharelinktechnologies.com/announcement/asx/786790b2c52e5b04b80c6d18bc2009d4

 

Any other information the entity wishes to provide about the +securities the subject of this notification

 

     

 

Issue details

 

 

 

Number of +securities

 

15,000,000

 

 

 

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

Part 4 - +Securities on issue

 

 

 

Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

 

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity’s current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

 

ASX +security code and description Total number of
+securities on issue
   
ATH : ORDINARY FULLY PAID 9,127,370,686
   
ATHO : OPTION EXPIRING 31-AUG-2026 932,611,269
   
ATHOA : OPTION EXPIRING 26-FEB-2027 1,222,300,911

 

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

 

ASX +security code and description Total number of
+securities on issue
   
ATHAAE : OPTION EXPIRING 29-NOV-2026 EX $0.0375 10,000,000
   
ATHAAG : OPTION EXPIRING 29-NOV-2026 EX $0.0238 11,500,000
   
ATHAAB : OPTION EXPIRING 17-SEP-2025 EX $0.09 35,000,000
   
ATHAAK : OPTION EXPIRING 30-DEC-2027 EX $0.01 170,000,000
   
ATHAAH : OPTION EXPIRING 19-DEC-2026 EX $0.0105 8,000,000
   
ATHAB : OPTION EXPIRING 13-MAR-2029 EX US$0.0031 62,500,000
   
ATHAA : OPTION EXPIRING 13-MAR-2029 EX $0.004 20,166,667
   
ATHAC : OPTION EXPIRING 21-MAR-2029 EX US$0.003 120,000,000
   
ATHAAD : OPTION EXPIRING 06-JAN-2026 EX $0.032 91,392,720
   
New class - code to be confirmed : Unlisted options expiring 01 July 2030 ex $0.01 15,000,000

 

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

Part 5 - Other Listing Rule requirements

 

 

 

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?

 

Yes

 

5.1a Select the number of the applicable exception in Listing Rule 7.2

 

13

 

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