UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM
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CURRENT REPORT
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On March 27, 2026, USBC, Inc. (the "Company") received a letter from NYSE American LLC (the “NYSE American”) notifying the Company that it has regained compliance with all applicable continued listing standards set forth in Part 10 of the NYSE American Company Guide (the "Company Guide").
As previously disclosed, on September 27, 2024, the Company received notice from the NYSE American that it was not in compliance with the minimum stockholders’ equity requirements of Sections 1003(a)(i), (ii) and (iii) of the Company Guide. The Company subsequently implemented a plan to regain compliance, which was accepted by NYSE American on December 10, 2024.
NYSE American notified the Company that it has now determined that the Company has resolved the prior listing deficiencies. As a result, the Company is no longer subject to the NYSE American’s compliance plan requirements, the “.BC” indicator will no longer be disseminated, and the Company will be removed from the Exchange’s list of noncompliant issuers.
The Company will continue to be subject to NYSE American’s ongoing listing standards and monitoring. In accordance with Section 1009(h) of the Company Guide, if the Company fails to maintain compliance with applicable listing standards within twelve months, NYSE American may review the circumstances and take appropriate action, which could include accelerated delisting procedures.
On March 31, 2026, the Company issued a press release announcing that the NYSE American notified the Company that it has regained compliance with NYSE American listing standards. A copy of the press release is furnished as Exhibit 99.1 and incorporated herein by reference.
The information contained in this Item 7.01 and in the accompanying Exhibit 99.1 is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, unless expressly incorporated by reference in such filing.
(d) Exhibits
| Exhibit No. | Description | |
| 99.1 | Press Release, dated March 31, 2026, announcing that the NYSE American notified the Company that it has regained full compliance with NYSE American listing standards | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| USBC, Inc. | ||
| Date: March 31, 2026 | By: | /s/ Kitty Payne |
| Kitty Payne | ||
| Chief Financial Officer | ||