UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Emerging growth company
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 – Submission of Matters to a Vote of Security Holders
The 2023 Annual Meeting of Shareholders of Pathfinder Bancorp, Inc. was held on June 1, 2023. At the 2023 Annual Meeting, shareholders approved all of the proposals which included (i) the election of five directors, Chris R. Burritt for a one-year term, James A. Dowd, new nominee for a three-year term, and David A. Ayoub, William A. Barclay, and John F. Sharkey, III each for a three-year term and until their successors have been elected and qualified; (ii) the ratification of the appointment of Bonadio & Company, LLP, as the independent registered public accounting firm for the year ending December 31, 2023.
The following table reflects the tabulation of votes with respect to the election of the five directors at the 2023 Annual Meeting:
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Number of Votes |
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For |
Withheld |
Director nominee for a one-year term: |
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Chris R. Burritt |
2,885,226 |
205,088 |
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New nominee for a three-year term: |
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James A. Dowd |
3,025,654 |
64,660 |
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Director nominees for a three-year term: |
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David A. Ayoub |
3,025,917 |
64,397 |
William A. Barclay |
2,800,453 |
289,861 |
John F. Sharkey, III |
2,883,704 |
206,610 |
The following table reflects the tabulation of votes with respect to the approval of the ratification of Bonadio & Company, LLP, as our independent registered public accounting firm for the year ending December 31, 2023:
For |
Against |
Abstain |
3,898,048 |
44,050 |
32,637 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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PATHFINDER BANCORP, INC. |
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Date: |
June 1, 2023 |
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By: |
/s/ James A. Dowd |
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James A. Dowd President and Chief Executive Officer |