Class A common stock, par value $0.0001 per share Warrants to purchase Class A Common Stock 0001820302 0001820302 2025-10-31 2025-10-31 0001820302 us-gaap:CommonStockMember 2025-10-31 2025-10-31 0001820302 us-gaap:WarrantMember 2025-10-31 2025-10-31
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K/A

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)

October 31, 2025

 

 

Bakkt Holdings, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-39544   41-2324812

(State or Other Jurisdiction of

Incorporation or Organization)

  

(Commission

File Number)

  

(IRS Employer

Identification Number)

One Liberty Plaza, One Liberty St., Ste. 305-306,

New York, New York 10006

Registrant’s telephone number, including area code: (678) 534-5849

(Address, including zip code, and telephone number, including area code, or registrant’s principal executive offices)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

  

Trading
Symbol

  

Name of each exchange
on which registered

Class A common stock, par value $0.0001 per share   BKKT   The New York Stock Exchange
Warrants to purchase Class A Common Stock   BKKT WS   The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 

Explanatory Note

This Amendment No. 1 on Form 8-K/A (“Amendment No. 1”) amends the Current Report on Form 8-K filed by Bakkt Holdings, Inc. (the “Company”) with the Securities and Exchange Commission on November 3, 2025 (the “Original Report”) solely to correct an inadvertent submission error in Item 5.02 of the Original Report. Except for the modification set forth in Item 5.02 below, the Original Report remains unchanged.

 
Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

The table entitled “Executive Officers” in Item 5.02 is hereby amended by replacing it in its entirety with the table below.

Executive Officers

 

Name

   

Age

   

Position with Bakkt Holdings, Inc.

Akshay Naheta

    43    Chief Executive Officer

Karen Alexander

    54    Chief Financial Officer

Nicholas Baes

    46    Chief Operating Officer

Marc D’Annunzio

    53    General Counsel and Secretary

Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    Bakkt Holdings, Inc.
Date: November 7, 2025    
    By:  

/s/ Marc D’Annunzio

    Name:   Marc D’Annunzio
    Title:   General Counsel and Secretary