UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
(Amendment No.1)
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities
Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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EXPLANATORY NOTE
On October 5, 2023, NKGen Biotech, Inc. (f/k/a Graf Acquisition Corp. IV) (the “Company”) filed a Current Report on Form 8-K (the “Original 8-K”) with the Securities Exchange Commission (“SEC”) to report, among other events, the consummation of the Business Combination (as defined in the Original 8-K) on September 29, 2023. The Company is filing the Amendment No.1 on Form 8-K/A (this “Amendment”) to amend the Original 8-K and to replace the Unaudited Pro Forma Condensed Combined Financial Information of the Company as of and for the six months ended June 30, 2023 and the year ended December 31, 2022, included as Exhibit 99.3.
All other items, other than Item 9.01(b) of the Original 8-K, are unaffected by this Amendment. The information previously reported in or filed with the Original 8-K is hereby incorporated by reference to this Amendment.
| Item 9.01 | Financial Statements and Exhibits. |
(b) Pro Forma Financial Information.
The unaudited pro forma condensed combined financial information of the Company as of and for the six months ended June 30, 2023 and the year ended December 31, 2022 is included in Exhibit 99.3 hereto and are incorporated by reference.
(d) Exhibits:
| Exhibit | |
| No. | Description |
| 99.3* | Unaudited Pro Forma Condensed Combined Financial Information of NKGen Biotech, Inc. as of and for the six months ended June 30, 2023 and the year ended December 31, 2022. |
| 104 | Cover Page Interactive Date File (embedded within the Inline XBRL document). |
* Filed herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: October 19, 2023
| NKGEN BIOTECH, INC. | ||
| By: | /s/ Paul Y. Song | |
| Paul Y. Song | ||
| Chief Executive Officer | ||