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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): April 29, 2026

 

AMERIPRISE FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
 
Delaware   001-32525   13-3180631
(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)

 

1099 Ameriprise Financial Center

Minneapolis, Minnesota

  55474
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (612) 671-3131

 

Former name or former address, if changed since last report: Not Applicable

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol
  Name of each exchange on which registered
Common Stock (par value $.01 per share)   AMP   New York Stock Exchange

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.07Submission of Matters to a Vote of Security Holders.

 

The 2026 annual meeting of the shareholders of the Company was held on April 29, 2026. At the meeting, the holders of 78,335,494 shares of common stock, which represents approximately 86.4% of the 90,689,669 outstanding shares entitled to vote as of the March 2, 2026, record date, were represented in person or by proxy. Detailed voting results are set forth below.

 

Item 1 – Election of the Eight Director Nominees Named Below. The shareholders elected each director nominee for a term of one year to expire at the 2027 annual meeting of shareholders or until their successors are elected and qualified. The voting results were as follows:

 

Name   Votes For     Votes Against     Abstentions     Broker Non-Votes  
James M. Cracchiolo     68,019,068       4,534,672       280,794       5,500,960  
Robert F. Sharpe, Jr.     67,843,593       4,921,475       69,466       5,500,960  
Dianne Neal Blixt     68,124,291       4,613,738       96,505       5,500,960  
Amy DiGeso     65,655,057       7,076,691       102,786       5,500,960  
Christopher J. Williams     71,018,197       1,672,027       144,310       5,500,960  
Glynis A. Bryan     72,288,976       448,581       96,977       5,500,960  
Liane J. Pelletier     72,533,365       201,640       99,529       5,500,960  
Brian T. Shea     71,226,122       1,506,700       101,712       5,500,960  

 

Item 2 - Ratification of Audit and Risk Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026. The shareholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026.

 

Votes For     Votes Against     Abstentions  
  75,820,390       2,449,928       65,176  
                     

 

Item 3 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers. The shareholders approved, on an advisory basis, the compensation of the named executive officers.

 

Votes For     Votes Against     Abstentions     Broker Non-Votes  
  65,673,362       6,847,326       313,846       5,500,960  
                             

 

Item 9.01Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Description
     
Exhibit 104   Cover page is formatted in iXBRL (Inline eXtensible Business Reporting Language)

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  AMERIPRISE FINANCIAL, INC.
(Registrant)
 
Date: April 30, 2026 By: /s/ Wendy B. Mahling
  Name: Wendy B. Mahling
  Title: Senior Vice President, Corporate Secretary & Securities and Corporate Law