ambc-20230622

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant under any of the following provisions:


☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

Common stock, par value $0.01 per share

AMBC

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 under the Exchange Act (17 CFR 240.12b-2).


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act.			☐

The Annual Meeting of Stockholders of Ambac Financial Group, Inc. (the “Company”) was held on June 22, 2023. Represented at the meeting were 38,642,509 shares, or approximately 85%, of the Company’s 45,321,745 shares of common stock outstanding and entitled to vote at the meeting. Set forth below are the final voting results for the actions taken by the stockholders at the meeting.

1.The Company’s stockholders elected the seven (7) director nominees named below to a term expiring at the 2024 annual meeting or until their successors are elected and qualified, with each receiving the following votes:


Name	Number of Votes For	Number of Votes Against	Number of Votes Abstained	Broker Non-Votes
Ian D. Haft	30,778,513	3,065,481	94,123	4,704,392
Lisa G. Iglesias	32,899,324	944,227	94,566	4,704,392
Joan Lamm-Tennant	29,151,144	4,692,501	94,472	4,704,392
Claude LeBlanc	32,884,306	1,019,708	34,103	4,704,392
Kristi A. Matus	32,878,585	964,789	94,743	4,704,392
Michael D. Price	32,968,522	875,203	94,392	4,704,392
Jeffrey S. Stein	32,288,812	1,554,290	95,015	4,704,392

2.The Company’s stockholders approved, by advisory (non-binding vote), the compensation of our named executive officers, as disclosed in the Company’s 2023 Proxy Statement, with the following vote:

3.The Company’s stockholders ratified the selection of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023 with the following vote:


Exhibit
Number						Exhibit Description
101.INS						XBRL Instance Document - the instance document does not appear in the interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH						XBRL Taxonomy Extension Schema Document.
101.CAL						XBRL Taxonomy Extension Calculation Linkbase Document.
101.LAB						XBRL Taxonomy Extension Label Linkbase Document.
101.PRE						XBRL Taxonomy Extension Presentation Linkbase Document.
101.DEF						XBRL Taxonomy Extension Definition Linkbase Document.
104						Cover Page Interactive Data File - The cover page interactive data file does not appear in the Interactive Data File because its XBRL tags or embedded within the Inline XBRL document

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Ambac Financial Group, Inc.

(Registrant)

Dated:

June 22, 2023

By:

/s/ William J. White

William J. White

First Vice President, Secretary and Assistant General Counsel


One World Trade Center	New York	NY	10007
(Address of principal executive offices)


Ambac Financial Group, Inc.
(Exact name of Registrant as specified in its charter)


	(212)	658-7470
(Registrant's telephone number, including area code)


Number of Votes For	Number of Votes Against	Number of Votes Abstained	Broker Non-Votes
25,414,687	8,253,729	269,701	4,704,392


Number of Votes For	Number of Votes Against	Number of Votes Abstained
37,837,524	772,230	32,755


FORM						8-K