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UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

____________________

 

Form 8-K

 

CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 29, 2026

Commission File Number: 001-14965

The Goldman Sachs Group, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

13-4019460

(State or other jurisdiction of

 incorporation or organization)

(IRS Employer

Identification No.)

200 West Street, New York, N.Y.

10282

(Address of principal executive offices)

(Zip Code)

(212) 902-1000

(Registrant’s telephone number, including area code)

____________________

 

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

 

Exchange

on which

 registered

Title of each class

Trading Symbol

 

Common stock, par value $.01 per share

GS

NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series A

GS PrA

NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series C

GS PrC

NYSE

Depositary Shares, Each Representing 1/1,000th Interest in a Share of Floating Rate Non-Cumulative Preferred Stock, Series D

GS PrD

NYSE

5.793% Fixed-to-Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital II

GS/43PE

NYSE

Floating Rate Normal Automatic Preferred Enhanced Capital Securities of Goldman Sachs Capital III

GS/43PF

NYSE

Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due March 2031 of GS Finance Corp.

GS/31B

NYSE

Medium-Term Notes, Series F, Callable Fixed and Floating Rate Notes due May 2031 of GS Finance Corp.

GS/31X

NYSE

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

 


 

Item 5.07 Submission of Matters to a Vote of Security Holders.

(a) The Annual Meeting was held on April 29, 2026.

(b) The results of the matters submitted to a shareholder vote at the Annual Meeting were as follows:

Election of Directors: Our shareholders elected the following 13 directors to each serve a one-year term expiring on the date of our 2027 annual meeting of shareholders or until his or her successor has been duly chosen and qualified.

 

For

 

Against

 

Abstain

 

Broker Non‑Votes

Michele Burns

207,542,535

 

10,272,167

 

876,593

 

35,368,534

Mark Flaherty

212,454,569

 

5,351,462

 

885,264

 

35,368,534

Kimberley Harris

160,999,482

 

56,946,945

 

744,868

 

35,368,534

John Hess

210,334,960

 

7,907,427

 

448,908

 

35,368,534

Kevin Johnson

211,286,540

 

6,950,461

 

454,294

 

35,368,534

Ellen Kullman

208,509,917

 

9,571,448

 

609,930

 

35,368,534

KC McClure

215,288,547

 

2,798,124

 

604,624

 

35,368,534

Thomas Montag

214,891,201

 

3,590,176

 

209,918

 

35,368,534

Peter Oppenheimer

207,386,370

 

10,429,366

 

875,559

 

35,368,534

David Solomon

207,386,777

 

10,882,560

 

421,958

 

35,368,534

Jan Tighe

215,272,803

 

2,822,194

 

596,298

 

35,368,534

David Viniar

203,479,678

 

14,586,879

 

624,738

 

35,368,534

John Waldron

215,386,544

 

2,865,726

 

439,025

 

35,368,534

 

Advisory Vote to Approve Executive Compensation (“Say on Pay”): Our shareholders approved the advisory Say on Pay proposal.

For

Against

Abstain

Broker Non‑Votes

153,743,916

63,974,950

972,429

35,368,534

 

 

Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm: Our shareholders ratified the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2026.
 

For

Against

Abstain

239,689,453

13,925,817

444,559

 


 

Shareholder Proposal Regarding Special Shareholder Meeting Thresholds: Our shareholders did not approve this proposal.
 

For

Against

Abstain

Broker Non‑Votes

80,499,426

137,565,083

626,786

35,368,534

 

 

Shareholder Proposal Regarding Disclosure of Energy Supply Ratio: Our shareholders did not approve this proposal.

 

For

Against

Abstain

Broker Non‑Votes

39,993,303

177,047,898

1,650,094

35,368,534


 

Shareholder Proposal Regarding Lobbying Disclosure: Our shareholders did not approve this proposal.
 

For

Against

Abstain

Broker Non‑Votes

82,476,204

134,698,724

1,516,367

35,368,534

 

 

 

 


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

THE GOLDMAN SACHS GROUP, INC.
(Registrant)


 

Date: May 1, 2026 By /s/ Kathryn H. Ruemmler
Name: Kathryn H. Ruemmler
Title: Chief Legal Officer and General Counsel